Complete Guide to Becoming a Capital Market Operator in Nigeria

By Itunu Lawrence, Managing Partner

Guide Structure & Outline

This master series provides comprehensive legal and regulatory guidance for investment operators in Nigeria:

Step 1: Understanding Your Business Model & Scope

Step 2: Selecting the Appropriate SEC Operator Licence

Step 3: Corporate Structuring & Capital Requirements Audit

Step 4: Form SEC 2 & Regulatory Documentation Checklist

Step 5: Licensing Application Submission & Eligibility Audit

Step 6: Product Structuring (Mutual, Money Market & Dollar Funds)

Step 7: SEC Product Approval & Disclosure Documents

Step 8: Post-Licensing Compliance Obligations

Step 9: Regulatory Inspections & Mock Compliance Audits

Step 10: Building a Sustainable Ongoing Compliance Framework

Contact our legal team to schedule a confidential briefing on your operational requirements.